Policies & Procedures

海角社区 policies governing intellectual property are issued as Bylaws & Regulations of the 海角社区 Board of Supervisors, Permanent Memoranda from the President, and Policy Statements from a specific 海角社区 institution.  

Policies relevant to 海角社区 intellectual property management include: 

 For more information on 海角社区 policies, go to 海角社区 University Policies 

Bayh-Dole Act (PL 96-517)

Reporting inventions to the U.S. Government as specified in 35 USC Section 202

Trademark Clarification Act of 1984 (PL 98-620),

Federal Technology Transfer Act of 1986 (PL 99-502)

While Bylaws and Permanent Memoranda are common to all campuses, each campus has its own Policy Statements. Individuals who have joint appointments with other 海角社区 campuses, other universities, or outside entities should contact the Office of Innovation & Technology Commercialization for information pertaining to policies and procedures governing intellectual property in such cases. Those who are employed by another campus within the 海角社区 System should consult their campus technology transfer office for information on the handling of intellectual property at that campus.

Since only a handful of individuals are authorized to sign contracts on behalf of the University, it is important not to personally sign any contracts that should be signed by a University official (e.g., research contracts, confidentiality agreements, material transfer agreements, licenses, etc.). It is important to note the University can elect not to honor a contract that is signed without proper authority. In such a case, the researcher could be personally liable if he or she has inappropriately signed a legal document. For the researcher's own protection, the researcher is strongly encouraged to contact the appropriate 海角社区 office when presented with a contract related in any way to the researcher's work at 海角社区, this will ensure that the contract is reviewed for compliance with 海角社区's policies, negotiated for changes where needed, and approved and signed by the proper 海角社区 official.

For a listing of example contracts administered through the Office of Intellectual Property, Commercialization & Development visit the Forms and Agreements section of this website.

The Office of Sponsored Programs has a standard research agreement template modeled after the Simplified and Standard Model Agreements for Industry-University Cooperative Research, which was a joint effort of the Government-University-Industry-Research Roundtable of the National Academy of Sciences and the Industrial Research Institute.

For proposals to commercial concerns, the Office of Sponsored Programs will prepare a suitable research contract. Consequently, such proposals should be routed in GeauxGrants well in advance of any sponsor-imposed deadline. The Principal Investigator will be advised by Office of Sponsored Programs to submit the research contract with the approved proposal to the sponsor.

This procedure should streamline the negotiation process and decrease the time and effort required to reach an equitable agreement.

Any faculty or staff member engaged in consulting work or in business for himself/herself is responsible for complying with PM-11, and for ensuring that the clauses in his or her agreements are not in conflict with intellectual property policies of the University or with University commitments. The Office of Research & Economic Development will, upon request, provide assistance in this respect. The University's rights and the individual's obligations to the University should in no way be abrogated or limited by the terms of such agreements. Faculty and staff members should make their obligations to the University clear to those with whom they make such agreements and should ensure that other parties to the agreement are provided with a current statement of the University's patent policy. Permanent Memorandum 11 should be used for all such purposes. Contact the Office of Research and Economic Development for assistance in such matters. 

The Office of Innovation & Technology Commercialization makes available to the public via licenses inventions resulting from 海角社区 research. This office negotiates the terms of the license, including reasonable initial licensing fees royalties, and other fees, for use in furthering 海角社区's educational and research goals.

When a technology is licensed, 海角社区 still holds title to the technology. Only certain rights in the technology are granted to the licensee, under specific terms and conditions, as specified by 海角社区 Policy. 

Licensing income received from a technology license is distributed among inventor(s) and the appropriate areas within 海角社区 in accordance with Chapter VII of the Bylaws & Regulations of the 海角社区 Board of Supervisors and  Policy Statement 77. After reimbursement of 海角社区's patent and legal expenses, distributable income is allocated as follows for the 海角社区's Flagship institution based in Baton Rouge (other campuses may have slightly different royalty distribution): 

40% Inventor(s)
17% Inventor(s)' department(s)
5% Office of the President
5% LIFT Fund
5% Inventor(s)鈥 college(s)
3% Inventor(s)' campus
25% Office of Research and Economic Development

As a general rule, inventions by 海角社区 employees during their employment at 海角社区 belong to 海角社区, even when the inventor later leaves 海角社区 for one reason or another. An inventor who leaves 海角社区 will continue to share in Distributable Royalties arising from inventions made while at 海角社区. If appropriate, an 海角社区 employee should contact the Office of Innovation & Technology Commercialization or his/her department chair to schedule an "exit interview" before leaving 海角社区. At the exit interview, 海角社区's policies on intellectual property will be reviewed, and the departing employee will be asked to make a final disclosure of any inventions not previously disclosed to the Office of Innovation & Technology Commercialization.

Guidelines for 海角社区 Employee Participation in SBIR & STTR Grant Programs

The federal Small Business Innovation Research (SBIR) and Small Business Technology Transfer Research (STTR) grant programs encourage the engagement of Small Business Concerns (SBC) in federal research and development. 海角社区 is not eligible to directly receive SBIR/STTR funding, but because collaborations between SBCs and research institutions are encouraged by the SBIR program and required by the STTR program, SBCs regularly seek 海角社区 researchers to participate in their projects as a subcontractor. 海角社区 researchers may also want to start or grow their own SBC and consider SBIR/STTR funding for the establishment and/or future development of their SBC.

Compliance with University Regulations

In all cases, 海角社区 researchers may collaborate with SBCs on SBIR/STTR funded projects. However, all activities undertaken by 海角社区 employees associated with the SBIR or STTR funding programs must comply with 海角社区 Bylaws and Regulations, Permanent Memoranda, and internal policies, including (but not limited to):

General Requirements

In general, the 海角社区 Principal Investigator on any subcontract from an SBC and the SBC鈥檚 Principal Investigator cannot be the same individual due to the conflict of interest that would result from such an arrangement. A clear distinction must be made between the work performed by the 海角社区 Personnel conducting the research under the subcontract and the work performed by the SBC employees without 海角社区 Personnel involvement. .

SBCs may not use any 海角社区 resources (for example, space, facilities, instruments or equipment, or human resources) to carry out their portion of the work unless:

The SBC utilizes a 海角社区 recharge facility or service; and/or
The SBC leases space in a 海角社区-owned/operated incubator (such as Louisiana Business and Technology Center or the Louisiana Emerging Technology Center).

Engagement, Approval, and Submission of SBIR & STTR Proposals

When an SBC initiates contact with an 海角社区 Principal Investigator to discuss the potential for a proposal, it may be necessary to establish a confidentiality agreement, which is handled by 海角社区鈥檚 Office of Innovation & Technology Commercialization (ITC). Once the SBC and the 海角社区 Principal Investigator finalize the scope of work, the 海角社区 Principal Investigators routes his/her subcontract proposal to 海角社区鈥檚 Office of Sponsored Programs (OSP) for review and approval using the electronic proposal routing and approval system. 海角社区鈥檚 OSP will provide institutional review and endorsement by 海角社区鈥檚 Authorized Representative, allowing the proposal to be submitted.  Should the award be funded, 海角社区 and SBC would need to enter into an agreement that incorporates terms substantially similar to the STTR Model Agreement.

If the 海角社区 Principal Investigator, any other Project Personnel, or other department personnel (including immediate family members) have a financial interest in the SBC, including consulting contracts, the PM-67 question on the electronic proposal routing cover sheet must be marked 鈥淵es鈥 at time of proposal submission. This will require that any contract with the SBC (i.e. a sub award or a license) must go through the PM-67 review process. These documents are not required for submission of the SBIR/STTR proposal, but will be required if the award is received by the SBC. If the 海角社区 Principal Investigator or any other 海角社区 Personnel has a role with the SBC that would rise to the level of providing an economic benefit as identified in PM-11, the 海角社区 personnel are responsible for complying with PM-11 prior to any submission.

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Negotiation and Acceptance of SBIR & STTR Subcontracts

OSP is responsible for negotiating a subcontract between the SBC and 海角社区. 海角社区 Personnel with an interest in the SBC (including immediate family members) may not be involved in negotiation or decision making on behalf of 海角社区 with respect to the subcontract.

Prior to 海角社区鈥檚 acceptance of a subcontract from an SBC that involves 海角社区 employees with an interest in the SBC (including immediate family members) and the performance of 海角社区鈥檚 portion of the SBIR/STTR-funded work, a current PM-11 must be in place and PM-67 approval must be obtained.

Use of 海角社区 Technology

The SBC may not use 海角社区 technology without first negotiating a license with 海角社区 through 海角社区鈥檚 Innovation & Technology Commercialization office. 海角社区 Personnel with an interest in the SBC (including immediate family members) may not be involved with the negotiation or decision making on behalf of 海角社区. Before the license can be signed the 海角社区 faculty inventors/company founders must obtain PM-11 and PM-67 approval.

Federal Agency SBIR/STTR Websites












SBIR/STTR Registrations

Each federal agency has its own requirements for submitting SBIR and STTR proposals. Not all agencies have the same requirements, or the same timeline for each requirement. Below is a quick reference to the agency requirements. SBCs are encouraged to carefully review the federal solicitation for submission requirements.

Registration Websites









Local 海角社区 Resources

海角社区 Office of Innovation & Technology Commercialization
Phone: 225-578-7555
Email: itc@lsu.edu

Innovation Park
Andrew Maas
Associated Vice President Innovation & Ecosystem Development
海角社区 Innovation Park
Phone: 225-578-7555
Email: andrewm@lsu.edu

海角社区 Office of Sponsored Programs
Darya Courville
Executive Director
海角社区 Office of Sponsored Programs
202 Himes Hall
海角社区
Baton Rouge, LA 70803
Phone: 225-578-4765
Email: ddcourv@lsu.edu